The reports on this page relate to the MiFID II Best Execution reporting requirements as articulated in RTS 27 and RTS 28.

Please contact your usual ÃÛ¶¹ÊÓÆµ Sales or Trading contact in the event of any questions.

Top 5 Venue /ÌýBroker Report

2022

The Top 5 Venue/Broker report is for professional clients and non-securities financing transactions (SFT).

Investment Bank, ÃÛ¶¹ÊÓÆµ Europe SE

Top 5 ReportÌý

ÃÛ¶¹ÊÓÆµ Europe SE(CSV, 9 KB)

ÃÛ¶¹ÊÓÆµ IB Qualitative Assessment

pdf(PDF, 377 KB)

2021

ÃÛ¶¹ÊÓÆµ would like to notify Top 5 Venue / Broker report users that, given the very high volumes of data involved, there is a data quality issue in the reports and the data sets for Bonds may not be accurate in all cases. ÃÛ¶¹ÊÓÆµ is working to improve the quality of subsequent reports.

The Top 5 Venue/Broker report is for professional clients and non-securities financing transactions (SFT).

Investment Bank, ÃÛ¶¹ÊÓÆµ Europe SE

Top 5 ReportÌý

ÃÛ¶¹ÊÓÆµ Europe SE(CSV, 9 KB)

ÃÛ¶¹ÊÓÆµ IB Qualitative Assessment

pdf(PDF, 377 KB)

2020

ÃÛ¶¹ÊÓÆµ would like to notify Top 5 Venue / Broker report users that, given the very high volumes of data involved, there is a data quality issue in the reports and the data sets for Bonds may not be accurate in all cases. ÃÛ¶¹ÊÓÆµ is working to improve the quality of subsequent reports.

The Top 5 Venue/Broker report is for professional clients and non-securities financing transactions (SFT).

Investment Bank, ÃÛ¶¹ÊÓÆµ AG, London

Top 5 Report

ÃÛ¶¹ÊÓÆµ AG London(CSV, 14 KB)

ÃÛ¶¹ÊÓÆµ Sec LLC(CSV, 1 KB)

ÃÛ¶¹ÊÓÆµ IB Qualitative Assessment

pdf(PDF, 363 KB)

Ìý

Investment Bank, ÃÛ¶¹ÊÓÆµ Europe SE

Top 5 Report

ÃÛ¶¹ÊÓÆµ Europe SE

ÃÛ¶¹ÊÓÆµ IB Qualitative Assessment

pdf(PDF, 363 KB)

2019

ÃÛ¶¹ÊÓÆµ would like to notify Top 5 Venue / Broker report users that, given the very high volumes of data involved, there is a data quality issue in the reports and the data sets for Cash Equities may not be accurate in all cases. ÃÛ¶¹ÊÓÆµ is working to improve the quality of subsequent reports.

The Top 5 Venue/Broker report is for professional clients and non-securities financing transactions (SFT).

Investment Bank, ÃÛ¶¹ÊÓÆµ AG, London

Top 5 Report

ÃÛ¶¹ÊÓÆµ AG London(CSV, 18 KB)

ÃÛ¶¹ÊÓÆµ Sec LLC(CSV, 1 KB)

Ìý

ÃÛ¶¹ÊÓÆµ IB Qualitative Assessment

pdf(PDF, 540 KB)

Ìý

Ìý

Investment Bank, ÃÛ¶¹ÊÓÆµ Europe SE

Top 5 Report

ÃÛ¶¹ÊÓÆµ Europe SE

ÃÛ¶¹ÊÓÆµ IB Qualitative Assessment

pdf(PDF, 540 KB)

2018

ÃÛ¶¹ÊÓÆµ would like to notify Top 5 Venue / Broker report users that, given the immaturity of the reporting process and the very high volumes of data involved, there is a data quality issue in the reports and the data sets for Cash Equities may not be accurate in all cases. ÃÛ¶¹ÊÓÆµ is working to improve the quality of subsequent reports.

The Top 5 Venue/Broker report is for professional clients and non-securities financing transactions (SFT).

Investment Bank, ÃÛ¶¹ÊÓÆµ AG, London

Top 5 Report

ÃÛ¶¹ÊÓÆµ AG London(CSV, 10 KB)

ÃÛ¶¹ÊÓÆµ Sec LLC(CSV, 855 bytes)

Ìý

ÃÛ¶¹ÊÓÆµ IB Qualitative Assessment

pdf(PDF, 442 KB)

Ìý

Ìý

Investment Bank, ÃÛ¶¹ÊÓÆµ Europe SE

Top 5 Report

ÃÛ¶¹ÊÓÆµ Europe SE

Ìý

ÃÛ¶¹ÊÓÆµ IB Qualitative Assessment

pdf(PDF, 442 KB)

Ìý

2017

Please note that the Top 5 Venue / Broker report for 2017 has been prepared by ÃÛ¶¹ÊÓÆµ on a best efforts basis utilising information pre-dating the introduction of MiFID II on 3rd January 2018.

Investment Bank, ÃÛ¶¹ÊÓÆµ AG, London

Top 5 Report

pdf(PDF, 449 KB)

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Qualitative Assessment

pdf(PDF, 452 KB)

Ìý

Ìý

Investment Bank, ÃÛ¶¹ÊÓÆµ Limited

Top 5 Report

pdf(PDF, 296 KB)

xml

xsd

Qualitative Assessment

pdf(PDF, 452 KB)

Ìý

Ìý


Quality of Execution Report

ÃÛ¶¹ÊÓÆµ would like to notify Quality of Execution report users that, given the complexity of the reporting process and the very high volumes of data involved, there are a number of data quality issues in the reports. In particular the data sets for FX, Rates & Credit and Equity derivatives are not fully complete and certain data attributes may not be accurate in all cases (e.g. order / RFQ sizes for some bond products) or may have been omitted where they are potentially misleading (e.g. inconsistent timestamps) and certain data outages may have affected the completeness of the report. ÃÛ¶¹ÊÓÆµ is working to improve the quality of subsequent reports and advise report users speak to their usual Sales contacts if they wish to discuss the reports in more detail.

Q4 2020

Please note that our CSV files are tilde delimited.

Investment Bank, ÃÛ¶¹ÊÓÆµ Europe SE

Q4 2018

Please note that our CSV files are tilde delimited.

Investment Bank, ÃÛ¶¹ÊÓÆµ Limited

Quality of Execution Report (Cash Equities non-ETF's)

ÃÛ¶¹ÊÓÆµL-ÃÛ¶¹ÊÓÆµI-Q4-18 (CEQ non ETF)

Quality of Execution Report (Others)

ÃÛ¶¹ÊÓÆµL-ÃÛ¶¹ÊÓÆµI-Q4-18

Q3 2018

Please note that our CSV files are tilde delimited.

Investment Bank, ÃÛ¶¹ÊÓÆµ AG, London

Investment Bank, ÃÛ¶¹ÊÓÆµ Limited

Quality of Execution Report (Cash Equities non-ETF's)

ÃÛ¶¹ÊÓÆµL-ÃÛ¶¹ÊÓÆµI-Q3-18 (CEQ non ETF)

Quality of Execution Report (Others)

ÃÛ¶¹ÊÓÆµL-ÃÛ¶¹ÊÓÆµI-Q3-18

Q2 2018

Please note that our CSV files are tilde delimited.

Investment Bank, ÃÛ¶¹ÊÓÆµ AG, London

(last updated 28/09/18 12:46)

Investment Bank, ÃÛ¶¹ÊÓÆµ Limited

Quality of Execution Report (Cash Equities non-ETF's)

ÃÛ¶¹ÊÓÆµL-ÃÛ¶¹ÊÓÆµI-Q2-18 (CEQ non ETF)

Quality of Execution Report (Others)

ÃÛ¶¹ÊÓÆµL-ÃÛ¶¹ÊÓÆµI-Q2-18

(last updated 28/09/18 12:50)

Q1 2018

Investment Bank, ÃÛ¶¹ÊÓÆµ AG, London

(last updated 2/7/18 16:45)

Investment Bank, ÃÛ¶¹ÊÓÆµ Limited

(last updated 2/7/18 16:45)

Please see:Ìýwww.ubs.com/ibterms.

This information is not a solicitation to engage in investment activity in any jurisdiction.